Registration Details
Standard Disclaimer
“Investments in securities markets are subject to market risks. Read all documents carefully before investing.”
Advisory services are provided in good faith, based on research, without guarantees. The adviser shall not be liable for losses arising from the use of advice or information.
Affiliation Disclosure
I operate as an independent SEBI-registered IA & RA with no affiliations that impair objectivity or create conflicts of interest.
- Not associated with brokers, distributors, AMCs, PMS, insurers, banks, NBFCs, or fintechs.
- Do not receive commissions, referral fees, or incentives.
- Do not offer execution or distribution services.
- Services are 100% fee-only and conflict-free.
Conflict of Interest Disclosure
I have no conflicts of interest that compromise advice. Neither I, nor my family:
- Hold 1%+ in any company I cover.
- Have material financial interests in covered securities.
- Serve as promoters, directors, or employees in covered firms.
- Engage in market-making for recommended securities.
Compensation Disclosure (RA)
I have not received, nor expect to receive, compensation from companies covered in my reports. All research is self-funded, unbiased, and free from sponsorship.
Fee Disclosure (IA)
- No commissions or incentives from any 3rd party.
- No referral fees or brokerage sharing.
- Fees pre-disclosed, collected only via banking channels.
- Clients receive a signed agreement with fee schedule.
Risk Disclosure
- Investing involves risks, including loss of capital.
- Markets fluctuate based on economic, political, and sentiment factors.
- No guaranteed returns. Past performance ≠ future results.
- Product-specific risks exist (equity, debt, global, etc.).
- Client risk profiling is mandatory before advice.
Data Privacy Statement
I ensure confidentiality, secure storage, and consent-based usage of client data. No data is shared without explicit permission.
Grievance Redressal
Note: Disclosures updated periodically in line with regulations.